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We streamline the M&A process - from engagement through closing – and manage securities regulatory requirements so you can focus on your core business.
FINRA RegistrationBack Office SupportAccessible Compliance Staff
Personal Client PortalFile Management & ArchivingAccessible Forms, Policies & Procedures
Outsource Broker-Dealer FunctionVariable Fee StructureEliminate Time-consuming Administration
IT & Cybersecurity SupportWebsite Development / HostingMarketing & PR Services
Experienced Investment Bankers know success is dependent on collaborating with the highest caliber professionals.
So do we. That’s why our Team and Affiliate partners have years – even decades – of experience.MEET THE TEAM
“We were careful in selecting a broker-dealer partner. We ultimately chose Hamilton Grant by virtue of their integrity and pragmatic approach to balancing the need for compliance with thoughtful oversight of our regulatory requirements.”
Affiliate, Managing Director
“Hamilton Grant's Client Portal is intuitive and easy to use. ”
“With Hamilton Grant as our broker-dealer, we eliminated the fixed costs and headache associated with operating under FINRA's complex, changing regulations while protecting our interests.”
Affiliate, President & Managing Director
“Hamilton Grant's outsourced compliance solution aligns well with our business goal to optimize variable expenses. We get the benefits of a committed CCO and administrative team for a small annual cost, plus participation in our success fees.”
Successfully completing FINRA registration exams stands as an initial milestone for those aiming to operate as a broker-dealer o...
We’re excited to share that our CEO, Donald Bizub, has been recognized as one of LA’s most influential and prominent business lead...
LOS ANGELES - July 24, 2023 - PRLog -- Hamilton Grant, an SEC-registered broker-dealer and member FINRA/SIPC, today announced th...
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