We streamline the M&A process - from engagement through closing – and manage securities regulatory requirements so you can focus on your core business.

Variable Cost,
Turnkey Solutions.

Our Solutions

Your Compliance Department

FINRA Registration
Back Office Support
Accessible Compliance Staff

Secure Technology Platform

Personal Client Portal
File Management & Archiving
Accessible Forms, Policies & Procedures

Save Time & Expense

Outsource Broker-Dealer Function
Variable Fee Structure
Eliminate Time-consuming Administration

Value Added Resources

IT & Cybersecurity Support
Website Development / Hosting
Marketing & PR Services

Serving Experienced
Firms and Bankers

Experienced Investment Bankers know success is dependent on collaborating with the highest caliber professionals.

So do we. That’s why our Team and Affiliate partners have years – even decades – of experience.


HG Affiliate Profile

  • 10+ years of experience
  • Independent or boutique firm
  • Large firm industry knowledge
  • $5MM - $500MM transactions
  • Firms with 1 – 25 Bankers

Let’s start a conversation.

Get in Touch

News & Insights

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Video Spotlight: Michael Simon, Diamond Capital Advisors

Michael Simon - Fair Fees Michael Simon - Closing Deals


Video Spotlight: Tom Turpin, Riverbrook Capital.


Navigating FINRA Exams and Registration

Successfully completing FINRA registration exams stands as an initial milestone for those aiming to operate as a broker-dealer o...

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