Focus on
Your Business

HAMILTON GRANT IS THE
BROKER-DEALER SOLUTION FOR
INDEPENDENT INVESTMENT BANKERS

We streamline the M&A process - from engagement through closing – and manage securities regulatory requirements so you can focus on your core business.

Variable Cost,
Turnkey Solutions.

Our Solutions

Your Compliance Department

FINRA Registration
Back Office Support
Accessible Compliance Staff

Secure Technology Platform

Personal Client Portal
File Management & Archiving
Accessible Forms, Policies & Procedures

Save Time & Expense

Outsource Broker-Dealer Function
Variable Fee Structure
Eliminate Time-consuming Administration

Value Added Resources

IT & Cybersecurity Support
Website Development / Hosting
Marketing & PR Services

Serving Experienced
Firms and Bankers

Experienced Investment Bankers know success is dependent on collaborating with the highest caliber professionals.

So do we. That’s why our Team and Affiliate partners have years – even decades – of experience.

MEET THE TEAM

HG Affiliate Profile

10+ years of experience
Independent or boutique firm
Large firm industry knowledge
$5MM - $500MM transactions
Firms with 1 – 25 Bankers

Let’s start a conversation.

Get in Touch

“We were careful in selecting a broker-dealer partner. We ultimately chose Hamilton Grant by virtue of their integrity and pragmatic approach to balancing the need for compliance with thoughtful oversight of our regulatory requirements.”

Affiliate, Managing Director

“Hamilton Grant's Client Portal is intuitive and easy to use. ”

Affiliate, Managing Director

“With Hamilton Grant as our broker-dealer, we eliminated the fixed costs and headache associated with operating under FINRA's complex, changing regulations while protecting our interests.”

Affiliate, President & Managing Director

“Hamilton Grant's outsourced compliance solution aligns well with our business goal to optimize variable expenses. We get the benefits of a committed CCO and administrative team for a small annual cost, plus participation in our success fees.”

Affiliate, Managing Director