Hamilton Grant’s turnkey Solutions liberate Independent Investment Bankers from time-consuming and expensive securities industry requirements.

State Licensing

Eliminate the hassles of registration and regulatory requirements. 


Spend more time sourcing and closing transactions while HG handles all broker-dealer related functions.


Access your custom client engagement agreement 24/7 from the portal. 

Quickly resolve exceptions to the agreement with HG's CCO or legal counsel.


Enjoy your success without the headache of transferring funds and accounting. 

Our Solutions.

Regulatory Compliance

  • FINRA & State Licensing/Registration
  • Compliance & Administrative 
  • Website & Advertising Reviews

Transaction Support

  • Engagement Agreements
  • Fee & Commission Management
  • Cross-border Transactions

Technology Platform & Communications

  • Secure Personal Portal
    • - Online File Management
    • - Engagement Agreement Templates
    • - HG Policies & Forms
  • Secure Archiving

Value-Added Resources*

  • IT Support
  • Email Hosting
  • Websites & Hosting
  • Marketing & PR 
  • Cyber/Online Security Management

* Provided by 3rd parties at additional cost.

Let’s start a conversation.

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